The wphg administrative fine guidelines ii apply to the imposition of fines in accordance with section 39 4, 4a and 6 of the wphg on natural persons and on legal persons in cases in which a responsible person in a managerial position has breached the duties. Circular 12010 wa on the interpretation of the provisions. Bundesanstalt fur finanzdienstleistungsaufsicht bafin. Natural person closely associated, spouse or registered partner person performing managerial responsibilities, triggering the disclosure requirement. Wphgmitarbeiteranzeigeverordnung aktuelle lesefassung. Associate pdf files to always open in reader or acrobat on. Wphg administrative fine guidelines ii bafin startseite.
You can change the default program for pdf files to open it in a program thats more suitable and featurerich, such as acrobat reader dc or acrobat dc. Bestpracticeleitlinien compliance bundesverband deutscher. Wphgmaanzv wphgmitarbeiteranzeigeverordnung nwb gesetze. Separate one page or a whole set for easy conversion into independent pdf files. The provisions of section 31 2 sentences 1, 3 and 4 wphg as well as section 4 wpdverov apply as a rule without distinction to all information relating to financial instruments or ancillary investment services which investment services enterprises address to clients andor. Rearrange individual pages or entire files in the desired order. Here is how you can manage the process of combining pdfs on both macs and pcs. So gibt es nun ein eigenes register, welches honorarberater erfasst. Merge pdf files combine pdfs in the order you want with the easiest pdf merger available. Seit 2010 mussen alle wertpapierdienstleistungsunternehmen uber jede anlagenberatung mit privatkunden auch telefonisch ein schriftliches protokoll fuhren versto. Names of subsidiary undertakings or third persons holding directly 3% or more shares, if different from 1.
Daruber hinaus enthalt sie regelungen zum anzeigeverfahren. To change the order of your pdfs, drag and drop the files as you want. Please, select more pdf files by clicking again on select pdf files. Do you have multiple pdf files that need to be combined into one big document. Artikel 3 nummer 123, 120 absatz 11 nummer 3 wphg e. You can merge pdfs or a mix of pdf documents and other files. Microsoft edge is the default program for opening pdf files on windows 10. Wphg mitarbeiteranzeigeverordnung wphgmaanzv gesetze im. Tui ag, karlwiechertallee 4, 30625 hannover, deutschland. How to merge pdfs and combine pdf files adobe acrobat dc. Click add files and select the files you want to include in your pdf. Click, drag, and drop to reorder files or press delete to remove any content you dont want.
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